Chemistry Reaction Schemes

Base hydrolysis of an ester (saponification): ethyl ethanoate

Esters are hydrolysed by hot aqueous sodium hydroxide. Hydroxide adds to the carbonyl carbon, the alkoxide group is pushed out, and a final acid–base step makes the reaction go to completion, unlike acid hydrolysis, which is reversible.

Try it in the builder →  Change the reactants or conditions and generate your own mechanism.

Nucleophilic acyl substitution (saponification)

Hydroxide attacks the ester's carbonyl carbon to form a tetrahedral intermediate. The C=O reforms and ethoxide leaves. Ethoxide then removes the acidic proton from ethanoic acid, giving ethanoate and ethanol. This last step is effectively irreversible.

Overall reaction

ethyl ethanoate
NaOH (aq)
heat under reflux
ethanoate ion (sodium ethanoate)
+
ethanol

Mechanism — 3 steps

  1. 1Hydroxide adds to the carbonylnucleophilic addition · reversible
    hydroxide ion
    +
    ethyl ethanoate
    tetrahedral intermediate

    Electron movement

    1. A lone pair on hydroxide attacks the δ+ carbonyl carbon.
    2. The C=O π electrons move onto oxygen.

    The carbonyl carbon changes from planar (sp²) to tetrahedral (sp³).

  2. 2C=O reforms and ethoxide leaveselimination · reversible
    tetrahedral intermediate
    ethanoic acid
    +
    ethoxide ion

    Electron movement

    1. A lone pair on the O⁻ reforms the C=O bond.
    2. The C–OEt bond breaks and ethoxide leaves.

    Reforming the strong C=O bond drives out the ethoxide group.

  3. 3Ethoxide deprotonates the acidproton transfer
    ethanoic acid
    +
    ethoxide ion
    ethanoate ion
    +
    ethanol

    Electron movement

    1. Ethoxide removes the acidic proton from ethanoic acid.
    2. The O–H electrons stay on oxygen, giving the ethanoate ion.

    A carboxylic acid is far more acidic than ethanol, so this proton transfer lies completely to the right. That is why base hydrolysis goes to completion.

Stereochemistry

There is no stereochemistry in this example.

Key concepts

  • Addition–elimination at a carbonyl
  • Tetrahedral intermediate
  • Why base hydrolysis is irreversible but acid hydrolysis is reversible
  • Making soaps from fats (saponification)

Common mistakes

  • Forgetting the final deprotonation
  • Having hydroxide attack the CH₃ or the ethyl group instead of the carbonyl carbon
  • Writing ethanoic acid as the final product in base (it's the ethanoate salt)